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In a rare unanimous vote, the SEC approved on October 20, 2022 a final rule with comprehensive changes to the mutual fund and exchange-traded fund disclosure framework. This article provides details on the rule, which also updates advertising rules for registered investment companies and business development companies to include certain standardized figures and reasonably current information.
On October 7, 2022, the SEC reopened the comment period for twelve recently issued proposals due to a technical glitch in its internet…
This article offers insights on SEC Acting Chief Accountant’s recent statement on “The Auditor’s Responsibility for Fraud Detection.” Read…
The SEC has released a 506-page proposal in response to investor and company requests for more standardized guidance on ESG issues.
Two recent SEC proposals would enhance and standardize disclosure for cybersecurity risk management, strategy, governance, and incident…
After the 2007 financial crisis, the Dodd-Frank Act increased the SEC’s oversight of private funds, which broadly encompasses hedge funds,…
An SEC-approved proposal would amend Form PF, the confidential reporting form for SEC-registered investment advisers to private funds.