The compliance period for the SEC’s final rule creating a new regulatory framework for derivative use by registered investment companies came to an end on August 19, 2022. This article provides details on the rule, which provides a modernized, comprehensive approach to the regulation of funds’ derivatives and reflects the evolution of derivatives usage over the past decades.
New Derivative Rules for Investment Funds
Public Company Reporting • October 13, 2022
Brush up on the SEC’s final rule creating a new regulatory framework for derivatives use by registered investment companies.
