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This paper provides an overview of key SEC final rules and proposals that may impact asset managers and investment funds in 2023.
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The SEC has released its semiannual regulatory agenda, which includes 23 proposed rules and 29 final rules. Read on for details.
Presenters included a wide range of representatives from the SEC, PCAOB, FASB, the Center for Audit Quality (CAQ), and the AICPA. The PCAOB…
On December 14, 2022, the SEC unanimously approved a final rule updating insider trading rules and related disclosures. Read on for details…
This paper provides an overview of key proposals and final rules issued by the SEC from October to December 15, 2022.
The SEC has extended the deadline once again for broker-dealer quotation rules for fixed income securities. Read on for details.
This article highlights recent ESG regulatory developments for public companies and ERISA plans.