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Highlights From SEC’s Asset Management Conference

A recent SEC conference focused on emerging trends in asset management. Read on for insights on a variety of issues, including corporate governance.
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On May 19, 2023, the SEC assembled a host of industry participants and academics for an inaugural conference to discuss emerging trends in asset management. Topics included corporate governance and civic democracy; private funds, investor protections, and industry concentrations; investment complexity and outsourced services; and retail investors, fund trends, and investment innovation. In this article, the conference panelists highlight the complexity of these issues and why there is no clear-cut, simple path forward as the SEC continues deliberations on a record number of proposed rules.

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