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This paper provides an overview of key proposals and final rules issued by the SEC from October to December 15, 2022, along with updates on significant outstanding proposals (excluding technical amendments and EDGAR updates).
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The SEC has voted three to two to issue a final rule updating Form PF requirements for hedge fund and PE fund advisers. Read on for details…
A new SEC final rule will update and modernize 2003 regulations on share repurchases by issuers, listed closed-end funds, and FPIs. Read on…
This paper provides an overview of key SEC proposals and final rules for 1Q that may impact asset managers, funds, and broker-dealers. Read…
This paper summarizes key domestic cryptocurrency regulatory and reporting developments. Read on for details.
NYSE and Nasdaq have issued proposals for listed companies to recover erroneously awarded executive compensation. See details on the recent…
This paper provides an overview of key proposals and final rules issued by the SEC during the first quarter of 2023.